Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| CIM SECURITIES, LLC | 120852 | Atreca, Inc. | 1532346 | 12/07/2017 | D/A | $35,000,003 | $35,000,003 |
| CIM SECURITIES, LLC | 120852 | Atea Pharmaceuticals, Inc. | 1593899 | 07/16/2018 | D | $27,599,934 | $27,599,934 |
| CIM SECURITIES, LLC | 120852 | Applied Therapeutics Inc. | 1697532 | 11/19/2018 | D | $56,584,093 | $27,158,092 |
| CIM SECURITIES, LLC | 120852 | Tolerion, Inc. | 1733538 | 02/10/2020 | D | $29,755,087 | $23,005,089 |
| CIM SECURITIES, LLC | 120852 | CareDx, Inc. | 1217234 | 06/17/2016 | D/A | $36,802,008 | $22,169,135 |
| CIM SECURITIES, LLC | 120852 | Atea Pharmaceuticals, Inc. | 1593899 | 09/13/2016 | D | $20,829,775 | $20,829,775 |
| CIM SECURITIES, LLC | 120852 | Applied Therapeutics Inc. | 1697532 | 11/21/2019 | D | $20,014,988 | $20,014,988 |
| CIM SECURITIES, LLC | 120852 | ALZHEON, INC. | 1582636 | 09/05/2018 | D/A | $19,801,820 | $19,801,820 |
| CIM SECURITIES, LLC | 120852 | ALZHEON, INC. | 1582636 | 06/09/2017 | D | $15,764,099 | $15,764,099 |
| CIM SECURITIES, LLC | 120852 | Neumentum, Inc. | 1720959 | 10/14/2021 | D | $20,000,000 | $13,300,000 |