Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| CIM SECURITIES, LLC | 120852 | Atreca, Inc. | 1532346 | 12/07/2017 | D/A | $35,000,003 | $35,000,003 |
| CIM SECURITIES, LLC | 120852 | Atea Pharmaceuticals, Inc. | 1593899 | 07/16/2018 | D | $27,599,934 | $27,599,934 |
| CIM SECURITIES, LLC | 120852 | Applied Therapeutics Inc. | 1697532 | 11/19/2018 | D | $56,584,093 | $27,158,092 |