Our Staff has compiled our research into a database of FINRA Broker Disclosures for T. Rowe Price Investment Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joseph Matthew Palazzolo | 5515092 | 1 | 05/08/2019 | Customer Dispute | Settled | $17,684.00 | $0.00 | See FINRA Report |
| Timothy Justin Laughlin | 2447790 | 2 | 01/24/2008 | Customer Dispute | Settled | $10,000.00 | $0.00 | See FINRA Report |
| David Wayne Twenhafel | 2374562 | 2 | 08/18/2003 | Customer Dispute | Settled | $17,000.00 | $0.00 | See FINRA Report |
| James Mugno | 4320853 | 1 | 09/04/2002 | Customer Dispute | Settled | $10,851.30 | $0.00 | See FINRA Report |