Our Staff has compiled our research into a database of FINRA Broker Disclosures for T. Rowe Price Investment Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Gareth Chatterton | 5535634 | 1 | 01/31/2020 | Customer Dispute | Denied | $832,990.00 | $0.00 | See FINRA Report |
| Joseph Matthew Palazzolo | 5515092 | 1 | 05/08/2019 | Customer Dispute | Settled | $17,684.00 | $0.00 | See FINRA Report |
| Kyle Michael Cheadle | 6081540 | 1 | 03/20/2016 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Cameron Howard Carty | 5598694 | 1 | 05/15/2015 | Customer Dispute | Denied | $14,000.00 | $0.00 | See FINRA Report |
| Brandon Ross Cuellar | 4943777 | 1 | 05/23/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Brian Francisco Medina | 2819495 | 1 | 05/06/2010 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Timothy Justin Laughlin | 2447790 | 2 | 11/10/2009 | Customer Dispute | Award / Judgment | $103,800.00 | $0.00 | See FINRA Report |
| Joel Clever | 2049370 | 1 | 07/29/2009 | Customer Dispute | Denied | $150,000.00 | $0.00 | See FINRA Report |
| Timothy Justin Laughlin | 2447790 | 2 | 01/24/2008 | Customer Dispute | Settled | $10,000.00 | $0.00 | See FINRA Report |
| Robert Arnold Skaare | 2775889 | 1 | 11/07/2007 | Customer Dispute | Denied | $56,000.00 | $0.00 | See FINRA Report |