Our Staff has compiled our research into a database of FINRA Broker Disclosures for T. Rowe Price Investment Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Adam John Varga | 3155404 | 1 | 10/10/2022 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Cornelius D Evans | 4985535 | 2 | 10/06/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Cecil Rockhill | 6641079 | 2 | 07/20/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Chantel Williams | 6444914 | 2 | 06/28/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Cecil Rockhill | 6641079 | 2 | 03/25/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| David Michael Brooks | 7179711 | 1 | 03/18/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Cornelius D Evans | 4985535 | 2 | 07/12/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Terrenan Jo Reedy | 6575995 | 1 | 06/25/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Lemium Johnson | 6251026 | 1 | 05/18/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Adeoluwa N Adewami | 7093803 | 1 | 09/04/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |