Our Staff has compiled our research into a database of FINRA Broker Disclosures for T. Rowe Price Investment Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Lemium Johnson | 6251026 | 1 | 05/18/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Alexandra Monique Zannino | 5981427 | 6 | 07/09/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Whitney Sharde Code | 6277060 | 1 | 02/12/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
August Adam Goins | 3201262 | 1 | 10/14/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Alexandra Monique Zannino | 5981427 | 6 | 07/31/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Alexandra Monique Zannino | 5981427 | 6 | 05/15/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Alexandra Monique Zannino | 5981427 | 6 | 04/11/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Alexandra Monique Zannino | 5981427 | 6 | 03/15/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Alexandra Monique Zannino | 5981427 | 6 | 03/15/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Arryn Elizabeth Kempner | 6398988 | 2 | 04/24/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |