Our Staff has compiled our research into a database of FINRA Broker Disclosures for T. Rowe Price Investment Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Cecil Rockhill | 6641079 | 2 | 03/25/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Lemium Johnson | 6251026 | 1 | 05/18/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alexandra Monique Zannino | 5981427 | 6 | 07/09/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Whitney Sharde Code | 6277060 | 1 | 02/12/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| August Adam Goins | 3201262 | 1 | 10/14/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sarah Randall | 7561783 | 1 | 10/02/2019 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Alexandra Monique Zannino | 5981427 | 6 | 07/31/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alexandra Monique Zannino | 5981427 | 6 | 05/15/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alexandra Monique Zannino | 5981427 | 6 | 04/11/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alexandra Monique Zannino | 5981427 | 6 | 03/15/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |