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FINRA Broker Disclosures for Morgan Stanley & Co. LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley & Co. LLC. Search or filter the database to find more about a specific broker.

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Displaying 3 out of 3 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Joan Catherine Marron1670929107/12/2021Customer DisputeSettled$0.00$0.00See FINRA Report
Grant Morrison Fraunfelder4187704101/16/2013Customer DisputeSettled$0.00$0.00See FINRA Report
Paul L Minella2225954108/04/1995Customer DisputeSettled$130,000.00$0.00See FINRA Report

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