Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley & Co. LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Joan Catherine Marron | 1670929 | 1 | 07/12/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Grant Morrison Fraunfelder | 4187704 | 1 | 01/16/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Paul L Minella | 2225954 | 1 | 08/04/1995 | Customer Dispute | Settled | $130,000.00 | $0.00 | See FINRA Report |