Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley & Co. LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Scherer | 4294857 | 1 | 09/27/2020 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| James C Blake | 2758222 | 4 | 01/22/2019 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Gregory L Weinberger | 2720452 | 1 | 02/19/2014 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Nicholas Patrick Molloy | 6772839 | 2 | 08/05/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Nicholas Patrick Molloy | 6772839 | 2 | 09/17/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Taylor Cole Martin | 6564616 | 2 | 05/22/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Anne K Nyambweke | 7325092 | 1 | 02/02/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jake A Jamison | 7324027 | 2 | 06/09/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Collin Williams | 6770564 | 1 | 04/09/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Brian T O'Connor | 5183679 | 1 | 07/06/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |