Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley & Co. LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Nicklas Volbi | 5362103 | 1 | 08/29/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Alfred Morales | 7768685 | 1 | 02/25/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Grover F Mayo | 6489627 | 1 | 02/01/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Edward Scott Manheimer | 5363470 | 1 | 11/17/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Stephen Craig Bethell | 5198330 | 1 | 10/27/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| David Lai | 4224419 | 5 | 08/31/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David Lai | 4224419 | 5 | 06/23/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jake A Jamison | 7324027 | 2 | 06/03/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David Lai | 4224419 | 5 | 04/28/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David Lai | 4224419 | 5 | 04/26/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |