Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley & Co. LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joan Catherine Marron | 1670929 | 1 | 07/12/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Grant Morrison Fraunfelder | 4187704 | 1 | 01/16/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Christopher Scott | 4464289 | 1 | 07/12/2010 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Kevin Michael Leblanc | 2840129 | 2 | 07/16/2007 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| Paul L Minella | 2225954 | 1 | 08/04/1995 | Customer Dispute | Settled | $130,000.00 | $0.00 | See FINRA Report |