Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley & Co. LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas Sung Chen | 2272110 | 1 | 03/15/2005 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| James Howard | 1893553 | 1 | 09/17/1991 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |