Our Staff has compiled our research into a database of FINRA Broker Disclosures for W&S Brokerage Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Eric S Wiener | 6891941 | 1 | 05/18/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Karen Annette Ragozine | 7315511 | 2 | 08/26/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Carmen Cessna Clements | 7370806 | 1 | 02/10/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Tameka Outlar | 6838558 | 2 | 08/06/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jamal Darnell Allen | 2782594 | 1 | 10/11/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| June Park | 6105492 | 1 | 10/29/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Paul Vedros | 6703441 | 1 | 08/25/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Joseph Michael Shimek | 7203789 | 1 | 07/25/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |