Our Staff has compiled our research into a database of FINRA Broker Disclosures for W&S Brokerage Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mariah McDowell | 7297188 | 1 | 05/12/2017 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Dwayne Eric Daniels | 6117658 | 2 | 12/04/2014 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Frank Patrick Ianni | 6526469 | 1 | 08/17/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Tiffany Marie Hall | 6991226 | 1 | 05/01/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Lisa Michelle Phillips | 7537096 | 1 | 03/10/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kristi Michelle Williams | 7439477 | 2 | 10/31/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kristi Michelle Williams | 7439477 | 2 | 08/12/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Stephen Daniel Harris | 5864213 | 1 | 03/02/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Paul Steven Spencer | 7082626 | 1 | 01/14/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Thomas Alexander Hairston | 2353179 | 1 | 07/02/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |