Our Staff has compiled our research into a database of FINRA Broker Disclosures for W&S Brokerage Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Dianna Sheryl Jeffries | 7348577 | 1 | 10/27/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Steven W Brunn | 7717333 | 2 | 12/16/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Steven W Brunn | 7717333 | 2 | 11/25/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Laura E Wilson | 7030959 | 4 | 02/02/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Laura E Wilson | 7030959 | 4 | 02/02/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Laura E Wilson | 7030959 | 4 | 01/31/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Karen Annette Ragozine | 7315511 | 2 | 05/19/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Henry John Citarella | 1745013 | 3 | 01/15/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel Byron Redman | 4671581 | 1 | 04/23/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Edwin Cisneros | 7162296 | 2 | 04/12/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |