Our Staff has compiled our research into a database of FINRA Broker Disclosures for W&S Brokerage Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Eric S Wiener | 6891941 | 1 | 05/18/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Laura E Wilson | 7030959 | 4 | 02/02/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Laura E Wilson | 7030959 | 4 | 02/02/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Laura E Wilson | 7030959 | 4 | 01/31/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Karen Annette Ragozine | 7315511 | 2 | 08/26/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Karen Annette Ragozine | 7315511 | 2 | 05/19/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Henry John Citarella | 1745013 | 3 | 08/03/2020 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
Henry John Citarella | 1745013 | 3 | 06/02/2020 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
Carmen Cessna Clements | 7370806 | 1 | 02/10/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Henry John Citarella | 1745013 | 3 | 01/15/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |