Our Staff has compiled our research into a database of FINRA Broker Disclosures for W&S Brokerage Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Darby Joseph McFarland | 5111064 | 1 | 08/27/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Jose Luis MacEira Montoya | 7334544 | 1 | 07/31/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Dominic Marcus Cabrera | 7915490 | 1 | 05/01/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Joanne Fitzpatrick | 5349767 | 1 | 03/04/2024 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| William Albert Eldridge | 7140429 | 3 | 11/07/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Dianna Sheryl Jeffries | 7348577 | 1 | 10/27/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Eric S Wiener | 6891941 | 3 | 10/19/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Eric S Wiener | 6891941 | 3 | 10/04/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Steven W Brunn | 7717333 | 2 | 12/16/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Steven W Brunn | 7717333 | 2 | 11/25/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |