Our Staff has compiled our research into a database of FINRA Broker Disclosures for W&S Brokerage Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Darby Joseph McFarland | 5111064 | 1 | 08/27/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Dominic Marcus Cabrera | 7915490 | 1 | 05/01/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Dianna Sheryl Jeffries | 7348577 | 1 | 10/27/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Steven W Brunn | 7717333 | 2 | 12/16/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Steven W Brunn | 7717333 | 2 | 11/25/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Laura E Wilson | 7030959 | 4 | 02/02/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Laura E Wilson | 7030959 | 4 | 02/02/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Laura E Wilson | 7030959 | 4 | 01/31/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Karen Annette Ragozine | 7315511 | 2 | 05/19/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Henry John Citarella | 1745013 | 3 | 08/03/2020 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |