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FINRA Broker Disclosures for GMS Group

Our Staff has compiled our research into a database of FINRA Broker Disclosures for GMS Group. Search or filter the database to find more about a specific broker.

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Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Robert Alan Lyons1338685406/05/2023Customer DisputePending$35,000.00$0.00See FINRA Report
Timothy Harrington Garde1127688101/14/2004Customer DisputePending$0.00$0.00See FINRA Report

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