Our Staff has compiled our research into a database of FINRA Broker Disclosures for GMS Group. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lawrence Baruch Dvores | 1047267 | 5 | 11/17/2008 | Customer Dispute | Closed-No Action | $69,000.00 | $0.00 | See FINRA Report |
| Mark Solomon Bitton | 2453080 | 3 | 10/28/2008 | Customer Dispute | Closed-No Action | $42,504.70 | $0.00 | See FINRA Report |
| Malcolm Chester Reader | 1009953 | 10 | 10/08/2003 | Customer Dispute | Closed-No Action | $17,250.00 | $0.00 | See FINRA Report |
| David Logan Mims | 1770488 | 1 | 05/06/2003 | Customer Dispute | Closed-No Action | $11,307.00 | $0.00 | See FINRA Report |