Our Staff has compiled our research into a database of FINRA Broker Disclosures for GMS Group. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Alan Lyons | 1338685 | 4 | 06/05/2023 | Customer Dispute | Pending | $35,000.00 | $0.00 | See FINRA Report |
| James Ian Treby | 5007419 | 2 | 08/18/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| James Ian Treby | 5007419 | 2 | 06/25/2020 | Customer Dispute | Denied | $32,000.00 | $0.00 | See FINRA Report |
| Gary Alan Knadle | 837250 | 3 | 08/20/2019 | Customer Dispute | Settled | $314,128.00 | $0.00 | See FINRA Report |
| Mark Solomon Bitton | 2453080 | 3 | 07/02/2019 | Customer Dispute | Settled | $60,000.00 | $0.00 | See FINRA Report |
| Nicholas Michael Armellino | 3189691 | 9 | 05/22/2019 | Customer Dispute | Denied | $8,000.00 | $0.00 | See FINRA Report |
| Aslie Williams Cruz | 4787743 | 4 | 05/03/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Travis Alan Knadle | 6222138 | 7 | 10/01/2018 | Customer Dispute | Denied | $31,952.00 | $0.00 | See FINRA Report |
| Carmine Claudio Capone | 1124455 | 4 | 08/13/2018 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Travis Alan Knadle | 6222138 | 7 | 02/21/2018 | Customer Dispute | Settled | $90,000.00 | $0.00 | See FINRA Report |