Our Staff has compiled our research into a database of FINRA Broker Disclosures for GMS Group. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Carmine Claudio Capone | 1124455 | 4 | 10/20/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Cormac Niall Maughan | 1528683 | 4 | 07/05/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Cormac Niall Maughan | 1528683 | 4 | 05/13/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Paul Adler | 2194735 | 2 | 08/26/2002 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Nicholas Michael Armellino | 3189691 | 9 | 06/28/1996 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Melvin Feldman | 205924 | 3 | 03/24/1986 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Melvin Feldman | 205924 | 3 | 10/17/1984 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Paul Robert Konsig | 500443 | 2 | 09/24/1984 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Paul Robert Konsig | 500443 | 2 | 06/11/1984 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Francis Howell | 502534 | 2 | 09/28/1983 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |