Our Staff has compiled our research into a database of FINRA Broker Disclosures for GMS Group. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Malcolm Chester Reader | 1009953 | 10 | 12/29/2015 | Customer Dispute | Award / Judgment | $44,325.50 | $0.00 | See FINRA Report |
| Joseph Daniel Costa | 502390 | 3 | 08/26/1998 | Customer Dispute | Award / Judgment | $1,500,000.00 | $150,000.00 | See FINRA Report |
| Robert Alan Lyons | 1338685 | 3 | 06/13/1983 | Customer Dispute | Award / Judgment | $2,280.00 | $856.69 | See FINRA Report |