Our Staff has compiled our research into a database of FINRA Broker Disclosures for Merrill Lynch, Pierce, Fenner & Smith Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gerard C. O'Connell | 4069478 | 1 | 10/24/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Maria McGarey Johnson | 2495165 | 1 | 09/19/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Melissa P Spickler | 719397 | 5 | 08/25/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Melissa P Spickler | 719397 | 5 | 08/25/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Bradley J Kitchener | 4332465 | 1 | 07/15/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Cynthia Vartan Keverian | 5404117 | 1 | 07/14/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Bikram S Mehta | 4504565 | 1 | 07/12/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Kent William Scholten | 2742070 | 1 | 06/14/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Justin Edward Myers | 5868828 | 1 | 06/07/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| William G Meinel | 5318248 | 1 | 05/24/2022 | Customer Dispute | Settled | $15,000.00 | $0.00 | See FINRA Report |