Our Staff has compiled our research into a database of FINRA Broker Disclosures for Merrill Lynch, Pierce, Fenner & Smith Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Armando Villalobos | 7848537 | 1 | 08/30/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Melika Assadi | 7693007 | 7 | 08/23/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Melika Assadi | 7693007 | 7 | 08/23/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Alan Lezanic | 2380562 | 2 | 08/21/2024 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Craig Brinton | 5498737 | 3 | 08/20/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Jeremy Adam Reeder | 7291973 | 2 | 08/19/2024 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Keith Hoffman | 4900510 | 4 | 08/19/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Timothy Charles Hines | 2341837 | 2 | 08/19/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Latisha Perrell Bennett | 4278228 | 2 | 08/15/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Anthony Monaco | 7038609 | 1 | 08/15/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |