Our Staff has compiled our research into a database of FINRA Broker Disclosures for Merrill Lynch, Pierce, Fenner & Smith Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Victor Rahner | 7124695 | 1 | 10/12/2022 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Stephen Matthew Sesko | 7608512 | 1 | 04/30/2022 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Edward G Rakosky | 5645469 | 2 | 11/29/2021 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Juan Camilo Davila | 6720824 | 1 | 05/25/2021 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert H Dierking | 7616396 | 1 | 05/13/2021 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Taylor L Reemsnyder | 5863945 | 1 | 05/08/2021 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jessica Larson | 6058239 | 1 | 11/18/2020 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| F D Georger | 3057970 | 2 | 08/19/2020 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Byron | 5425190 | 1 | 02/06/2020 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Johnny Leo Deforest | 7123121 | 1 | 12/20/2019 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |