Our Staff has compiled our research into a database of FINRA Broker Disclosures for Merrill Lynch, Pierce, Fenner & Smith Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard E Johnson | 1466311 | 1 | 10/20/2022 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Sarah M Skibo | 6636281 | 1 | 09/13/2022 | Customer Dispute | Closed-No Action | $8,962.73 | $0.00 | See FINRA Report |
| Behnam Beheshti | 6319551 | 1 | 09/13/2022 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Cameron Jay Forrey | 6218721 | 1 | 08/30/2022 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Zachary R Shave | 6193394 | 1 | 08/22/2022 | Customer Dispute | Closed-No Action | $10,000.00 | $0.00 | See FINRA Report |
| Mark Rindner | 6536002 | 1 | 06/23/2022 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Stephen J Ensley | 6641934 | 1 | 06/12/2022 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Ilce M Tallarico | 6249512 | 1 | 05/06/2022 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Skyler Douglas Duncan | 7168469 | 1 | 05/05/2022 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Gerald A Keller | 1194388 | 1 | 05/05/2022 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |