Our Staff has compiled our research into a database of FINRA Broker Disclosures for Merrill Lynch, Pierce, Fenner & Smith Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mary McCowen Leblanc | 5787231 | 1 | 01/05/2023 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Lurenzo MacKlin | 5185575 | 2 | 12/20/2022 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Burdette Park | 5762217 | 1 | 10/06/2022 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Esteban Jimenez | 6555462 | 1 | 09/14/2022 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Kyle W Confer | 7383123 | 1 | 08/07/2022 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Audra D Stevenson | 4355595 | 2 | 08/01/2021 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Russell Conboy | 6089062 | 2 | 09/14/2018 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |