Our Staff has compiled our research into a database of FINRA Broker Disclosures for American Global Wealth Management, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Jennifer Lillian Basey | 4730054 | 7 | 09/05/2023 | Customer Dispute | Settled | $75,000.00 | $0.00 | See FINRA Report |
Jon R Lee | 2354294 | 4 | 06/23/2023 | Customer Dispute | Settled | $31,975.00 | $0.00 | See FINRA Report |
Jon R Lee | 2354294 | 4 | 06/21/2022 | Customer Dispute | Settled | $650,000.00 | $0.00 | See FINRA Report |
Jennifer Lillian Basey | 4730054 | 7 | 10/14/2013 | Customer Dispute | Settled | $7,019.99 | $0.00 | See FINRA Report |
Jennifer Lillian Basey | 4730054 | 7 | 12/21/2009 | Customer Dispute | Settled | $115,000.00 | $0.00 | See FINRA Report |
Jon R Lee | 2354294 | 4 | 04/04/2001 | Customer Dispute | Settled | $16,654.80 | $0.00 | See FINRA Report |
Richard Calhoun | 2322340 | 1 | 12/15/1997 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Blaine Robert Stahlman | 1189213 | 1 | 04/07/1995 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |