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FINRA Broker Disclosures for American Global Wealth Management, Inc.

Our Staff has compiled our research into a database of FINRA Broker Disclosures for American Global Wealth Management, Inc.. Search or filter the database to find more about a specific broker.

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Displaying 8 out of 8 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Jennifer Lillian Basey4730054709/05/2023Customer DisputeSettled$75,000.00$0.00See FINRA Report
Jon R Lee2354294406/23/2023Customer DisputeSettled$31,975.00$0.00See FINRA Report
Jon R Lee2354294406/21/2022Customer DisputeSettled$650,000.00$0.00See FINRA Report
Jennifer Lillian Basey4730054710/14/2013Customer DisputeSettled$7,019.99$0.00See FINRA Report
Jennifer Lillian Basey4730054712/21/2009Customer DisputeSettled$115,000.00$0.00See FINRA Report
Jon R Lee2354294404/04/2001Customer DisputeSettled$16,654.80$0.00See FINRA Report
Richard Calhoun2322340112/15/1997Customer DisputeSettled$0.00$0.00See FINRA Report
Blaine Robert Stahlman1189213104/07/1995Customer DisputeSettled$0.00$0.00See FINRA Report

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