Our Staff has compiled our research into a database of FINRA Broker Disclosures for American Global Wealth Management, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Philip Gerard Ciantro | 2350685 | 1 | 03/29/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Jennifer Lillian Basey | 4730054 | 7 | 03/24/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Jennifer Lillian Basey | 4730054 | 7 | 02/12/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
James Leon Walker | 6685668 | 3 | 02/17/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
James Leon Walker | 6685668 | 3 | 03/06/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |