Our Staff has compiled our research into a database of FINRA Broker Disclosures for American Global Wealth Management, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Philip Gerard Ciantro | 2350685 | 1 | 03/29/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Jennifer Lillian Basey | 4730054 | 7 | 11/06/2023 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Christopher David Fagiolo | 4943954 | 1 | 10/02/2023 | Customer Dispute | Pending | $100,000.00 | $0.00 | See FINRA Report |
John Cimino | 4757028 | 2 | 09/13/2023 | Customer Dispute | Pending | $648,745.00 | $0.00 | See FINRA Report |
Jennifer Lillian Basey | 4730054 | 7 | 09/05/2023 | Customer Dispute | Settled | $75,000.00 | $0.00 | See FINRA Report |
Jon R Lee | 2354294 | 4 | 06/23/2023 | Customer Dispute | Settled | $31,975.00 | $0.00 | See FINRA Report |
Jon R Lee | 2354294 | 4 | 06/21/2022 | Customer Dispute | Settled | $650,000.00 | $0.00 | See FINRA Report |
Michael J Iacampo | 2166371 | 3 | 11/02/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Jennifer Lillian Basey | 4730054 | 7 | 03/24/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Jennifer Lillian Basey | 4730054 | 7 | 02/12/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |