Our Staff has compiled our research into a database of FINRA Broker Disclosures for American Global Wealth Management, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas Edwin Bell | 3191568 | 1 | 01/15/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James Leon Walker | 6685668 | 3 | 02/17/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James Leon Walker | 6685668 | 3 | 03/06/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Julie Amanda Conn | 6116432 | 1 | 02/25/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Monica Elena Zamfir | 5414679 | 2 | 12/09/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Monica Elena Zamfir | 5414679 | 2 | 12/02/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christine Swanson | 1801757 | 3 | 03/05/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christine Swanson | 1801757 | 3 | 03/04/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christine Swanson | 1801757 | 3 | 02/28/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Paul Jeffery Bates | 2196164 | 1 | 04/23/2012 | Customer Dispute | Closed-No Action | $6,000.00 | $0.00 | See FINRA Report |