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FINRA Broker Disclosures for American Global Wealth Management, Inc.

Our Staff has compiled our research into a database of FINRA Broker Disclosures for American Global Wealth Management, Inc.. Search or filter the database to find more about a specific broker.

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Displaying 10 out of 32 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Philip Gerard Ciantro2350685103/29/2024RegulatoryFinal$0.00$0.00See FINRA Report
Jennifer Lillian Basey4730054711/06/2023Employment Separation After Allegations$0.00$0.00See FINRA Report
Christopher David Fagiolo4943954110/02/2023Customer DisputePending$100,000.00$0.00See FINRA Report
John Cimino4757028209/13/2023Customer DisputePending$648,745.00$0.00See FINRA Report
Jennifer Lillian Basey4730054709/05/2023Customer DisputeSettled$75,000.00$0.00See FINRA Report
Jon R Lee2354294406/23/2023Customer DisputeSettled$31,975.00$0.00See FINRA Report
Jon R Lee2354294406/21/2022Customer DisputeSettled$650,000.00$0.00See FINRA Report
Michael J Iacampo2166371311/02/2020Employment Separation After Allegations$0.00$0.00See FINRA Report
Jennifer Lillian Basey4730054703/24/2020RegulatoryFinal$0.00$0.00See FINRA Report
Jennifer Lillian Basey4730054702/12/2020RegulatoryFinal$0.00$0.00See FINRA Report

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