Our Staff has compiled our research into a database of FINRA Broker Disclosures for American Global Wealth Management, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Paul Jeffery Bates | 2196164 | 1 | 04/23/2012 | Customer Dispute | Closed-No Action | $6,000.00 | $0.00 | See FINRA Report |
John Cimino | 4757028 | 2 | 03/24/2009 | Customer Dispute | Closed-No Action | $27,054.00 | $0.00 | See FINRA Report |
Harold James Knight | 4220303 | 1 | 11/04/2008 | Customer Dispute | Closed-No Action | $10,000.00 | $0.00 | See FINRA Report |