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FINRA Broker Disclosures for American Global Wealth Management, Inc.

Our Staff has compiled our research into a database of FINRA Broker Disclosures for American Global Wealth Management, Inc.. Search or filter the database to find more about a specific broker.

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Displaying 10 out of 16 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Christopher David Fagiolo4943954110/02/2023Customer DisputePending$100,000.00$0.00See FINRA Report
John Cimino4757028209/13/2023Customer DisputePending$648,745.00$0.00See FINRA Report
Jennifer Lillian Basey4730054709/05/2023Customer DisputeSettled$75,000.00$0.00See FINRA Report
Jon R Lee2354294406/23/2023Customer DisputeSettled$31,975.00$0.00See FINRA Report
Jon R Lee2354294406/21/2022Customer DisputeSettled$650,000.00$0.00See FINRA Report
Jennifer Lillian Basey4730054710/14/2013Customer DisputeSettled$7,019.99$0.00See FINRA Report
Paul Jeffery Bates2196164104/23/2012Customer DisputeClosed-No Action$6,000.00$0.00See FINRA Report
Jennifer Lillian Basey4730054712/21/2009Customer DisputeSettled$115,000.00$0.00See FINRA Report
John Cimino4757028203/24/2009Customer DisputeClosed-No Action$27,054.00$0.00See FINRA Report
Harold James Knight4220303111/04/2008Customer DisputeClosed-No Action$10,000.00$0.00See FINRA Report

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