Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lasalle St Securities, L.L.C.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Pate Ellington-Montes | 5519248 | 1 | 12/17/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Peter Michael Lewis | 5885486 | 3 | 06/08/2015 | Customer Dispute | Settled | $17,424.50 | $0.00 | See FINRA Report |
| Edward Alan Horwitz | 2154232 | 1 | 01/13/2015 | Customer Dispute | Settled | $410,000.00 | $0.00 | See FINRA Report |
| Jeffery Alan Miller | 1852684 | 4 | 11/11/2014 | Customer Dispute | Settled | $78,469.50 | $0.00 | See FINRA Report |
| Stephen Lawrence Brown | 846431 | 6 | 12/12/2012 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |
| Stephen Lawrence Brown | 846431 | 6 | 06/10/2012 | Customer Dispute | Settled | $1,343,990.00 | $0.00 | See FINRA Report |
| Stephen Lawrence Brown | 846431 | 6 | 02/11/2011 | Customer Dispute | Settled | $307,000.00 | $0.00 | See FINRA Report |
| Joseph Philip Sarappo | 1868768 | 2 | 10/29/2009 | Customer Dispute | Settled | $65,580.40 | $0.00 | See FINRA Report |
| Craig Robert Sawicki | 2520649 | 1 | 10/22/2008 | Customer Dispute | Settled | $19,000.00 | $0.00 | See FINRA Report |
| Cheryl Lynn Germany-Higgins | 3055039 | 2 | 05/05/2008 | Customer Dispute | Settled | $1,050,000.00 | $0.00 | See FINRA Report |