Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lasalle St Securities, L.L.C.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Samuel Jordan Jacobs | 2243093 | 1 | 05/06/2024 | Customer Dispute | Pending | $217,478.00 | $0.00 | See FINRA Report |
| Robert Pate Ellington-Montes | 5519248 | 1 | 12/17/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Keith Thomas Nezuh | 2473948 | 3 | 10/06/2017 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| Peter Michael Lewis | 5885486 | 3 | 09/25/2017 | Customer Dispute | Denied | $51,361.00 | $0.00 | See FINRA Report |
| Bradley Joseph Miller | 5087237 | 1 | 07/31/2015 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Peter Michael Lewis | 5885486 | 3 | 06/08/2015 | Customer Dispute | Settled | $17,424.50 | $0.00 | See FINRA Report |
| Edward Alan Horwitz | 2154232 | 1 | 01/13/2015 | Customer Dispute | Settled | $410,000.00 | $0.00 | See FINRA Report |
| Jeffery Alan Miller | 1852684 | 4 | 11/11/2014 | Customer Dispute | Settled | $78,469.50 | $0.00 | See FINRA Report |
| James Arthur Steinbrenner | 1225845 | 3 | 02/21/2014 | Customer Dispute | Dismissed | $0.00 | $0.00 | See FINRA Report |
| Peter Michael Lewis | 5885486 | 3 | 09/07/2013 | Customer Dispute | Denied | $23,000.00 | $0.00 | See FINRA Report |