Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lasalle St Securities, L.L.C.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Keith Thomas Nezuh | 2473948 | 3 | 10/06/2017 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| Peter Michael Lewis | 5885486 | 3 | 09/25/2017 | Customer Dispute | Denied | $51,361.00 | $0.00 | See FINRA Report |
| Walter Jesse Goldthwaite | 1341218 | 3 | 12/07/2016 | Customer Dispute | Settled | $60,000.00 | $0.00 | See FINRA Report |
| Thomas Earl Wilkinson | 1016646 | 2 | 06/06/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Bradley Joseph Miller | 5087237 | 1 | 07/31/2015 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Peter Michael Lewis | 5885486 | 3 | 06/08/2015 | Customer Dispute | Settled | $17,424.50 | $0.00 | See FINRA Report |
| Jeffery Alan Miller | 1852684 | 4 | 11/11/2014 | Customer Dispute | Settled | $78,469.50 | $0.00 | See FINRA Report |
| Roger James Hannan | 1948426 | 1 | 05/19/2014 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Rebecca Ann Hannan | 2661299 | 1 | 05/19/2014 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Walter Jesse Goldthwaite | 1341218 | 3 | 05/12/2014 | Customer Dispute | Closed-No Action | $51,000.00 | $0.00 | See FINRA Report |