Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lasalle St Securities, L.L.C.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Keith Thomas Nezuh | 2473948 | 3 | 08/26/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Keith Thomas Nezuh | 2473948 | 3 | 08/21/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sharon Lynn Clements | 4805197 | 1 | 03/21/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Andrew Dominic Carava | 4293048 | 1 | 07/11/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew Robert Nall | 2528568 | 5 | 02/23/2007 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew Robert Nall | 2528568 | 5 | 08/07/2006 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew Robert Nall | 2528568 | 5 | 05/15/2006 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Dan Israel Barish | 2133441 | 4 | 02/03/2006 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| William Arnold Parus | 1413298 | 1 | 07/20/2000 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Herbert John Frank | 212771 | 2 | 04/12/2000 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |