Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lasalle St Securities, L.L.C.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Matthew Robert Nall | 2528568 | 5 | 02/23/2007 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew Robert Nall | 2528568 | 5 | 08/07/2006 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew Robert Nall | 2528568 | 5 | 05/15/2006 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Dan Israel Barish | 2133441 | 4 | 02/03/2006 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| William Arnold Parus | 1413298 | 1 | 07/20/2000 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Herbert John Frank | 212771 | 2 | 04/12/2000 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Todd Stuart Morgan | 1296324 | 5 | 09/05/1997 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Bruce Gene Vollrath | 1212255 | 7 | 05/05/1997 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffery Alan Miller | 1852684 | 4 | 04/30/1996 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Peter Lucina | 1522397 | 5 | 05/13/1993 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |