Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lasalle St Securities, L.L.C.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Robert Michael Widman | 2572573 | 2 | 11/22/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Thomas B Damasco | 1798396 | 3 | 02/08/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Keith Thomas Nezuh | 2473948 | 3 | 08/26/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Keith Thomas Nezuh | 2473948 | 3 | 08/21/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Keith Thomas Nezuh | 2473948 | 3 | 10/06/2017 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
Peter Michael Lewis | 5885486 | 3 | 09/25/2017 | Customer Dispute | Denied | $51,361.00 | $0.00 | See FINRA Report |
Thomas B Damasco | 1798396 | 3 | 02/17/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Walter Jesse Goldthwaite | 1341218 | 3 | 12/07/2016 | Customer Dispute | Settled | $60,000.00 | $0.00 | See FINRA Report |
Thomas Earl Wilkinson | 1016646 | 2 | 06/06/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Bradley Joseph Miller | 5087237 | 1 | 07/31/2015 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |