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FINRA Broker Disclosures for Lasalle St Securities, L.L.C.

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lasalle St Securities, L.L.C.. Search or filter the database to find more about a specific broker.

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Displaying 10 out of 109 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Robert Michael Widman2572573211/22/2021Judgment / Lien$0.00$0.00See FINRA Report
Thomas B Damasco1798396302/08/2019Judgment / Lien$0.00$0.00See FINRA Report
Keith Thomas Nezuh2473948308/26/2018FinancialFinal$0.00$0.00See FINRA Report
Keith Thomas Nezuh2473948308/21/2018FinancialFinal$0.00$0.00See FINRA Report
Keith Thomas Nezuh2473948310/06/2017Customer DisputeDenied$25,000.00$0.00See FINRA Report
Peter Michael Lewis5885486309/25/2017Customer DisputeDenied$51,361.00$0.00See FINRA Report
Thomas B Damasco1798396302/17/2017Judgment / Lien$0.00$0.00See FINRA Report
Walter Jesse Goldthwaite1341218312/07/2016Customer DisputeSettled$60,000.00$0.00See FINRA Report
Thomas Earl Wilkinson1016646206/06/2016Customer DisputeSettled$0.00$0.00See FINRA Report
Bradley Joseph Miller5087237107/31/2015Customer DisputeClosed-No Action$0.00$0.00See FINRA Report

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