Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lasalle St Securities, L.L.C.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Samuel Jordan Jacobs | 2243093 | 1 | 05/06/2024 | Customer Dispute | Pending | $217,478.00 | $0.00 | See FINRA Report |
| Stacy Lynn Long | 2705881 | 3 | 08/07/2023 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Robert Michael Widman | 2572573 | 2 | 11/22/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert Pate Ellington-Montes | 5519248 | 1 | 12/17/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Keith Thomas Nezuh | 2473948 | 3 | 08/26/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Keith Thomas Nezuh | 2473948 | 3 | 08/21/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lesley Winston | 1867126 | 2 | 11/10/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Keith Thomas Nezuh | 2473948 | 3 | 10/06/2017 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| Peter Michael Lewis | 5885486 | 3 | 09/25/2017 | Customer Dispute | Denied | $51,361.00 | $0.00 | See FINRA Report |
| Bradley Joseph Miller | 5087237 | 1 | 07/31/2015 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |