Our Staff has compiled our research into a database of FINRA Broker Disclosures for Hilltop Securities Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stephen Robert Coma | 1414147 | 1 | 06/08/2022 | Customer Dispute | Pending | $13,000,000.00 | $0.00 | See FINRA Report |
| Martin Bradley Winges | 1929509 | 1 | 06/08/2022 | Customer Dispute | Pending | $13,000,000.00 | $0.00 | See FINRA Report |
| Steven Kenny | 1714026 | 1 | 06/16/2020 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Carmine Peter Losurdo | 1873257 | 1 | 10/24/2018 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Mark Fred Augusta | 1333913 | 24 | 09/29/2000 | Customer Dispute | Pending | $40,000.00 | $0.00 | See FINRA Report |