Our Staff has compiled our research into a database of FINRA Broker Disclosures for Hilltop Securities Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mark Fred Augusta | 1333913 | 24 | 04/22/2024 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Parker Wayne Brean | 5507026 | 2 | 04/22/2024 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Adam Ray Melville | 5311511 | 3 | 02/13/2020 | Customer Dispute | Denied | $35,000.00 | $0.00 | See FINRA Report |
| Dennis Robberecht | 1213446 | 6 | 01/13/2020 | Customer Dispute | Denied | $46,000.00 | $0.00 | See FINRA Report |
| Dennis Robberecht | 1213446 | 6 | 06/13/2019 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Parker Wayne Brean | 5507026 | 2 | 05/07/2019 | Customer Dispute | Denied | $95,000.00 | $0.00 | See FINRA Report |
| Hunter Ryan Sims | 5963828 | 2 | 01/24/2019 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| John Marcus Allen | 4757238 | 1 | 11/20/2018 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| James Harold Harding | 1587419 | 2 | 01/03/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Clement Spohn | 4696138 | 1 | 03/03/2016 | Customer Dispute | Denied | $93,000.00 | $0.00 | See FINRA Report |