Our Staff has compiled our research into a database of FINRA Broker Disclosures for Hilltop Securities Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lawrence Jeffrey Pace | 3101768 | 2 | 08/22/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Donald Allen Kartoon | 264647 | 8 | 01/24/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Eric Gerard Kloppers | 5037179 | 1 | 10/26/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jeffrey Neal Vanover | 4813059 | 2 | 09/16/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jaci Ann Chalker | 3123817 | 1 | 07/06/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Lawrence Jeffrey Pace | 3101768 | 2 | 04/09/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Carmencita Tyler Best | 4735818 | 4 | 02/10/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Brandy Nicole Piranio | 5062382 | 1 | 09/17/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Nicholas C. McMahan | 5578896 | 4 | 03/26/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Thomas Dean Baurle | 1193442 | 2 | 09/26/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |