Our Staff has compiled our research into a database of FINRA Broker Disclosures for Hilltop Securities Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Lawrence Jeffrey Pace | 3101768 | 2 | 08/22/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Donald Allen Kartoon | 264647 | 8 | 01/24/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Jeffrey Neal Vanover | 4813059 | 2 | 09/16/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Jaci Ann Chalker | 3123817 | 1 | 07/06/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Lawrence Jeffrey Pace | 3101768 | 2 | 04/09/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Brandy Nicole Piranio | 5062382 | 1 | 09/17/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Ramona Bianca Pop | 5043761 | 1 | 04/07/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Mica Lynn Owens-Weary | 3131597 | 1 | 09/09/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |