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FINRA Broker Disclosures for Hilltop Securities Inc.

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Hilltop Securities Inc.. Search or filter the database to find more about a specific broker.

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Displaying 8 out of 8 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Lawrence Jeffrey Pace3101768208/22/2022Judgment / Lien$0.00$0.00See FINRA Report
Donald Allen Kartoon264647801/24/2022Judgment / Lien$0.00$0.00See FINRA Report
Jeffrey Neal Vanover4813059209/16/2021Judgment / Lien$0.00$0.00See FINRA Report
Jaci Ann Chalker3123817107/06/2021Judgment / Lien$0.00$0.00See FINRA Report
Lawrence Jeffrey Pace3101768204/09/2021Judgment / Lien$0.00$0.00See FINRA Report
Brandy Nicole Piranio5062382109/17/2019Judgment / Lien$0.00$0.00See FINRA Report
Ramona Bianca Pop5043761104/07/2017Judgment / Lien$0.00$0.00See FINRA Report
Mica Lynn Owens-Weary3131597109/09/2011Judgment / Lien$0.00$0.00See FINRA Report

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