Our Staff has compiled our research into a database of FINRA Broker Disclosures for Hilltop Securities Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jonathan Evan McClellan | 6444703 | 1 | 01/03/2014 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Tarvoris Harris | 7035614 | 1 | 05/03/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Sheldon M Harden | 5917957 | 1 | 11/01/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Abigail Anna Butler | 3114795 | 1 | 01/10/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Mark Edward McGowan | 2017749 | 1 | 04/13/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Christopher D Good | 4695628 | 1 | 11/21/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Alisa Carrie Davis | 6010156 | 1 | 10/24/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| William Barry Temple | 2357830 | 2 | 08/14/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Evelyn Jean Lover | 2102215 | 1 | 06/27/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Debora Rene McMillan | 2886219 | 2 | 05/15/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |