Our Staff has compiled our research into a database of FINRA Broker Disclosures for Hilltop Securities Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas Du | 7540845 | 1 | 05/06/2024 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Grant Everette Finney | 7075576 | 1 | 10/23/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Reno Edward Jones | 2726980 | 2 | 05/01/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Mark Fred Augusta | 1333913 | 24 | 05/27/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jeffry Alan Mullins | 2726351 | 2 | 11/23/2007 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Bradley Todd Glasman | 1170033 | 20 | 09/05/1996 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Gary Steven Frazeur | 2409480 | 2 | 03/01/1988 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |