Our Staff has compiled our research into a database of FINRA Broker Disclosures for Moors & Cabot, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Edward Lonnie Dover | 1514033 | 10 | 03/25/2010 | Customer Dispute | Withdrawn | $3,978,250.00 | $0.00 | See FINRA Report |
| Robert Smith Gesdorf | 1474294 | 7 | 05/19/1994 | Customer Dispute | Withdrawn | $20,000.00 | $0.00 | See FINRA Report |