Our Staff has compiled our research into a database of FINRA Broker Disclosures for Moors & Cabot, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Patrick David Miller | 7296283 | 2 | 06/19/2018 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Patrick David Miller | 7296283 | 2 | 03/18/2018 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Damian Mark Baird | 3097243 | 7 | 04/19/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Paul Lawrence Fowler | 1092715 | 6 | 07/24/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| James Joseph Cesarz | 2467691 | 3 | 11/02/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |