Our Staff has compiled our research into a database of FINRA Broker Disclosures for Moors & Cabot, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael John Kurka | 2413833 | 3 | 06/05/2018 | Customer Dispute | Closed-No Action | $200,000.00 | $0.00 | See FINRA Report |
| James Eugene Vinick | 454934 | 19 | 01/30/2006 | Customer Dispute | Closed-No Action | $18,000.00 | $0.00 | See FINRA Report |
| David Joseph Dettloff | 728330 | 2 | 05/21/2004 | Customer Dispute | Closed-No Action | $450,000.00 | $0.00 | See FINRA Report |
| Neal Edward Milton | 2642841 | 1 | 06/07/2002 | Customer Dispute | Closed-No Action | $250,000.00 | $0.00 | See FINRA Report |
| David Joseph Dettloff | 728330 | 2 | 10/05/1999 | Customer Dispute | Closed-No Action | $15,000.00 | $0.00 | See FINRA Report |