Our Staff has compiled our research into a database of FINRA Broker Disclosures for Moors & Cabot, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Sondria Esmeralda Eure | 1597959 | 1 | 01/14/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Marilyn Claire Hayes | 728193 | 1 | 05/03/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |