Our Staff has compiled our research into a database of FINRA Broker Disclosures for Moors & Cabot, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Edward Lonnie Dover | 1514033 | 10 | 12/21/2009 | Customer Dispute | Award / Judgment | $230,125.00 | $0.00 | See FINRA Report |
| Joseph Carl Denicola | 1392893 | 5 | 06/04/2007 | Customer Dispute | Award / Judgment | $45,000.00 | $44,865.00 | See FINRA Report |
| James Eugene Vinick | 454934 | 19 | 12/28/1981 | Customer Dispute | Award / Judgment | $0.00 | $54,000.00 | See FINRA Report |