Our Staff has compiled our research into a database of FINRA Broker Disclosures for Chelsea Financial Services. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Nathan Slater | 2061869 | 2 | 08/30/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jeanette Susan Stofleth | 4860748 | 3 | 06/29/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Vetrano | 2476447 | 1 | 12/04/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Eugene Heath | 2708198 | 3 | 10/30/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Roseann Palermo | 5518350 | 1 | 12/20/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Steve Dale Heath | 2812758 | 5 | 11/20/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Steve Dale Heath | 2812758 | 5 | 06/01/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Steve Dale Heath | 2812758 | 5 | 01/25/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Anthony Jump | 1146669 | 5 | 12/12/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Denise Ann Cerveny | 2609567 | 3 | 07/14/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |