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FINRA Broker Disclosures for Chelsea Financial Services

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Chelsea Financial Services. Search or filter the database to find more about a specific broker.

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Displaying 10 out of 44 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Ronald Eiger1767584504/10/2023Customer DisputeSettled$50,000.00$0.00See FINRA Report
Baron Thomas Willis1161335103/20/2020Customer DisputeSettled$23,979.20$0.00See FINRA Report
Richard Louis D'Arminio1011587109/16/2019Customer DisputeSettled$0.00$0.00See FINRA Report
Jerry Thomas Quirk2363097408/16/2018Customer DisputeClosed-No Action$8,100.00$0.00See FINRA Report
Michael Allen Dorn4163858610/02/2017Customer DisputeClosed-No Action$11,000.00$0.00See FINRA Report
Jeanette Susan Stofleth4860748301/19/2017Customer DisputeSettled$5,000.00$0.00See FINRA Report
Jeanette Susan Stofleth4860748312/07/2016Customer DisputeDenied$16,295.00$0.00See FINRA Report
Michael Anthony Jump1146669506/20/2016Customer DisputeSettled$138,685.00$0.00See FINRA Report
Nicholas William Iarrobino4932962305/25/2016Customer DisputeSettled$0.00$0.00See FINRA Report
Gregory Ronald Derocco1386367101/26/2016Customer DisputeSettled$25,000.00$0.00See FINRA Report

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