Our Staff has compiled our research into a database of FINRA Broker Disclosures for Chelsea Financial Services. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Nathan Slater | 2061869 | 2 | 07/28/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jeffrey Rogers Bates | 2257717 | 2 | 09/03/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Nicholas William Iarrobino | 4932962 | 3 | 11/08/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| David Andrew Medlin | 2435804 | 2 | 10/07/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Oleg E Shapiro | 2212611 | 1 | 06/29/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Eugene Heath | 2708198 | 3 | 03/18/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Eugene Heath | 2708198 | 3 | 01/26/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Anthony Jump | 1146669 | 5 | 01/15/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Denise Ann Cerveny | 2609567 | 3 | 06/04/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Steve Dale Heath | 2812758 | 5 | 08/20/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |